IT Audit & Compliance Blog

Many companies are considering using a Cloud Service Provider to host their environment or house their data. Because of this, it is important to have a Cloud Service Agreement in place that clearly defines the responsibilities of the Cloud Service Provider, compliance guaranties, steps taken in the event of a breach or incident, and a [...]

Qualified opinions mean that either the internal controls were not designed (Type I or II) or operating (Type II only) effectively for one or more control objectives included within a SOC 1 report or Trust Services Criteria included within a SOC 2 report. In a SOC report, management asserts that certain controls are in place. [...]

Whether for an agency assessment or a Joint Authorization Board (JAB) assessment, the FedRAMP System Security Plan (SSP) is the foundational document that supports a FedRAMP assessment. From it, the government agency representatives and the Third Party Assessment Organization (3PAO) are able to get an understanding of how the FedRAMP baseline security controls are implemented [...]

Having a plan in place to backup pertinent information to keeping a business running in the event information becomes unavailable for use is an important concept of business continuity. This blog will provide a definition and importance of corporate data backups, outline solutions options, and define best practices used for defining a corporate data backup [...]

We are frequently asked how long it takes to complete a SOC examination. Unfortunately there is not an answer that fits for every examination because every service organization is different. But, if an organization has controls in place the average time taken for a SOC examination is typically one to three months for Type I [...]

Today’s information environments are always changing, whether through the development of new capabilities, patching systems, responding to new threats and vulnerabilities, or fixing discrepancies within the system. Each change to the system carries with it an inherent security risk. Therefore, that security risk must be evaluated in the context of the security posture of the [...]

The ten generally accepted privacy principles that are essential to the proper protection and management of personal information are: [...]

There are five trust services criteria that can be included in a SOC 2 report, including: security, availability, processing integrity, confidentiality, and privacy (see definitions from the AICPA below). Only one of the five criteria is required in the SOC 2 — security. The other four trust services criteria are optional, and we get many [...]

One of the areas we are required to evaluate on every HIPAA audit or compliance assessment is whether our client is compliant with HIPAA’s record retention requirements. [...]